DESCRIPTION
The Financial Conduct Authority (FCA) requires companies to ensure that all their Appointed Representatives (ARs) are knowledgeable about the provisions within the FCA handbook.
This course is designed to outline the core regulatory duties and obligations of appointed representatives (ARs). Offering an overview that aims to educate ARs on their responsibilities under FCA regulations, ensuring compliance and adherence to regulatory standards.
Throughout the course there are links and references to further reading, as well as our other courses that offer a more comprehensive view on the regulatory topic in question.
This course is for information purposes, so does not include an assessment.
OBJECTIVES
- Gain an understanding and awareness of the broad regulatory rules and requirements that apply to Appointed Representatives.
