Governance, Risk & Compliance (Insurance)

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Complaint Handling in a Regulated Environment
Complaint Handling in a Regulated Environment – FS
2 hr
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  • Course
Assessing Customer Needs
Assessing Customer Needs
1 hr
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Appointed Representatives (ARs) Regulatory Responsibilities
Appointed Representatives (ARs) Regulatory Responsibilities
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  • Course
A Quick Guide to SM&CR Individual Conduct Rules
A Quick Guide to SM&CR Individual Conduct Rules
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  • Course
The Senior Managers and Certification Regime
The Senior Managers and Certification Regime
1 hr
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SM&CR - Conduct Rules for Senior Managers
SM&CR – Conduct Rules for Senior Managers
1 hr
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SM&CR – Conduct Rules for Managers
SM&CR – Conduct Rules for Managers
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FCA Consumer Duty of Care
FCA Consumer Duty of Care
1 hr
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UK Financial Sanctions Regime
UK Financial Sanctions Regime
1.5 hr
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Treating Customers Fairly
Treating Customers Fairly
2 hr
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The Insurance Conduct of Business Sourcebook (ICOBS) - Introduction
The Insurance Conduct of Business Sourcebook (ICOBS) – Introduction
2 hr
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Money Laundering
Money Laundering
1.5 hr
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